Tag Archives: bureaucracy

Capitalism and bureaucratic modernism

Designed or planned social order is necessarily schematic; it always ignores essential features of any real, functioning social order. This truth is best illustrated in a work-to-rule strike, which turns on the fact that any production process depends on a host of informal practices and improvisations that could never be codified. By merely following the rules meticulously, the workforce can virtually halt production. In the same fashion, the simplified rules animating plans for, say, a city, a village, or a collective farm were inadequate as a set of instructions for creating a functioning social order. The formal scheme was parasitic on informal processes that, alone, it could not create or maintain. To the degree that the formal scheme made no allowance for these processes or actually suppressed them, it failed both its intended beneficiaries and ultimately its designers as well.

James C. Scott, Seeing Like a State, via Isegoria.

If the informal processes aren’t intuitively obvious to most of the bell curve, they will have to be passed down. If enough new people come into the same place at the same time, the processes are unlikely to be passed down, or even to survive — as happened in Usenet’s eternal September. The same thing applies if there’s no need to learn those processes — why put in the effort if there’s no payoff?

What sorts of informal processes animate a city or a village?

Some of these processes are negatively affected by increases in diversity, as Robert Putnam has shown. And they would be: one process is the existence of homogeneity itself. Thedish homogeneity increases both the ability to coordinate and the likelihood of coordination: ability because less inferential distance, more similar cognitive styles, and greater ability to mentally model others, and likelihood because it fosters a sense that “we’re all in this together”, whereas thedish diversity gives rise to competing factions, a principle demonstrated most vividly by the well-known but rarely-considered phenomenon of the ethnic gang war.

Scott compares capitalism to the high-modernist bureaucratic-totalitarian states of the last century:

Large-scale capitalism is just as much an agency of homogenization, uniformity, grids, and heroic simplification as the state is, with the difference being that, for capitalists, simplification must pay. A market necessarily reduces quality to quantity via the price mechanism and promotes standardization; in markets, money talks, not people. Today, global capitalism is perhaps the most powerful force for homogenization, whereas the state may in some instances be the defender of local difference and variety. (In Enlightenment’s Wake, John Gray makes a similar case for liberalism, which he regards as self-limiting because it rests on cultural and institutional capital that it is bound to undermine.) The “interruption,” forced by widespread strikes, of France’s structural adjustments to accommodate a common European currency is perhaps a straw in the wind. Put bluntly, my bill of particulars against a certain kind of state is by no means a case for politically unfettered market coordination as urged by Friedrich Hayek and Milton Friedman. As we shall see, the conclusions that can be drawn from the failures of modern projects of social engineering are as applicable to market-driven standardization as they are to bureaucratic homogeneity.

The high-modernist states often saw community and civil society as threats to their power: consider the Communists’ attacks on the churches, networks of hidden informants and spies, and attempts to incorporate all of civil society into the state in order to control and monitor it.

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Administrative units

To see how administrative units could, over time, come to be conceived as fatherlands, not merely in the Americas but in other parts of the world, one has to look at the ways in which administrative organizations create meaning. The anthropologist Victor Turner has written illuminatingly about the journey, between times, statuses and places, as a meaning-creating experience. All such journeys require interpretation (for example, the journey from birth to death has given rise to various religious conceptions.) For our purposes here, the modal journey is the pilgrimage. It is not simply that in the minds of Christians, Muslims or Hindus the cities of Rome, Mecca, or Benares were the centres of sacred geographies, but that their centrality was experienced and ‘realized’ (in the stagecraft sense) by the constant flow of pilgrims moving towards them from remote and otherwise unrelated localities. Indeed, in some sense the outer limits of the old religious communities of the imagination were determined by which pilgrimages people made. As noted earlier, the strange physical juxtaposition of Malays, Persians, Indians, Berbers and Turks in Mecca is something incomprehensible without an idea of their community in some form. The Berber encountering the Malay before the Kaaba must, as it were, ask himself: ‘Why is this man doing what I am doing, uttering the same words that I am uttering, even though we can not talk to one another?’ There is only one answer, once one has learnt it: ‘Because we … are Muslims.’ There was, to be sure, always a double aspect to the choreography of the great religious pilgrimages: a vast horde of illiterate vernacular-speakers provided the dense, physical reality of the ceremonial passage; while a small segment of literate bilingual adepts drawn from each vernacular community performed the unifying rites, interpreting to their respective followings the meaning of their collective motion. [It’s too bad he doesn’t elaborate on this.] In a pre-print age, the reality of the imagined religious community depended profoundly on countless, ceaseless travels. Nothing more impresses one about Western Christendom in its heyday than the uncoerced flow of faithful seekers from all over Europe, through the celebrated ‘regional centres’ of monastic learning, to Rome. These great Latin-speaking institutions drew together what today we would perhaps regard as Irishmen, Danes, Portuguese, Germans, and so forth, in communities whose sacred meaning was every day deciphered from their members’ otherwise inexplicable juxtaposition in the refectory.

Though the religious pilgrimages are probably the most touching and grandiose journeys of the imagination, they had, and have, more modest and limited secular counterparts. For our present purposes, the most important were the differing passages created by the rise of absolutizing monarchies, and, eventually, Europe-centred world-imperial states. The inner thrust of absolutism was to create a unified apparatus of power, controlled directly by, and loyal to, the ruler over against a decentralized, particularistic feudal nobility. Unification meant internal interchangeability of men and documents. Human interchangeability was fostered by the recruitment — naturally to varying extents — of homines novi, who, just for that reason, had no independent power of their own, and so could serve as emanations of their masters’ wills.

Absolutist functionaries thus undertook journeys which were basically different from those of feudal nobles. The difference can be represented schematically as follows: In the modal feudal journey, the heir of Noble A, on his father’s death, moves up one step to take that father’s place. This ascension requires a round-trip, to the centre for investiture, and then back home to the ancestral demesne. For the new functionary, however, things are more complex. Talent, not death, charts his course. He sees before him a summit rather than a centre. He travels up its corniches in a series of looping arcs which, he hopes, will become smaller and tighter as he nears the top. Sent out to township A at rank V, he may return to the capital at rank W; proceed to province B at rank X; continue to vice-royalty C at rank Y; and end his pilgrimage in the capital at rank Z. On this journey there is no assured resting-place; every pause is provisional. The last thing the functionary wants is to return home; for he has no home with any intrinsic value. And this: on his upward-spiralling road he encounters as eager fellow-pilgrims his functionary colleagues, from places and families he has scarcely heard of and surely hopes never to have to see. But in experiencing them as travelling-companions, a consciousness of connectedness (‘Why are we … here … together?’) emerges, above all when all share a single language-of-state. Then, if official A from province B administers province C, while official D from province C administers province B — a situation that absolutism begins to make likely — that experience of interchangeability requires its own explanation: the ideology of absolutism, which the new men themselves, as much as the sovereign, elaborate.

Documentary interchangeability, which reinforced human interchangeability, was fostered by the development of a standardized language-of-state. As the stately succession of Anglo-Saxon, Latin, Norman, and Early English in London from the eleventh through the fourteenth centuries demonstrates, any written language could, in principle, serve this function — provided it was given monopoly rights. (One could, however, argue that where vernaculars, rather than Latin, happened to hold the monopoly, a further centralizing function was achieved, by restricting the drift of one sovereign’s officials to his rivals’ machines: so to speak ensuring that Madrid’s pilgrim-functionaries were not interchangeable with those of Paris.)

In principle, the extra-European expansion of the great kingdoms of early modern Europe should have simply extended the above model in the development of grand, transcontinental bureaucracies. But, in fact, this did not happen. The instrumental rationality of the absolutist apparatus — above all its tendency to recruit and promote on the basis of talent rather than of birth — operated only fitfully beyond the eastern shores of the Atlantic.

The pattern is plain in the Americas. For example, of the 170
viceroys in Spanish America prior to 1813, only 4 were Creoles. These figures are all the more startling if we note that in 1800 less than 5% of the 3,200,000 Creole ‘whites’ in the Western Empire (imposed on about 13,700,000 indigenes) were Spain-born Spaniards. On the eve of the revolution in Mexico, there was only one creole bishop, although Creoles in the viceroyalty outnumbered peninsulares by 70 to 1. And, needless to say, it was nearly unheard-of for a creole to rise to a position of official importance in Spain. Moreover, the pilgrimages of creole functionaries were not merely vertically barred. If peninsular officials could travel the road from Zaragoza to Cartagena, Madrid, Lima, and again Madrid, the ‘Mexican’ or ‘Chilean’ creole typically served only in the territories of colonial Mexico or Chile: his lateral movement was as cramped as his vertical ascent. In this way, the apex of his looping climb, the highest administrative centre to which he could be assigned, was the capital of the imperial administrative unit in which he found himself.

Yet on this cramped pilgrimage he found travelling-companions, who came to sense that their fellowship was based not only on that pilgrimage’s particular stretch, but on the shared fatality of trans-Atlantic birth. Even if he was born within one week of his father’s migration, the accident of birth in the Americas consigned him to subordination — even though in terms of language, religion, ancestry, or manners he was largely indistinguishable from the Spain-born Spaniard. There was nothing to be done about it: he was irremediably a Creole. Yet how irrational his exclusion must have seemed! Nonetheless, hidden inside the irrationality was this logic: born in the Americas, he could not be a true Spaniard; ergo, born in Spain, the peninsular could not be a true American.

Benedict Anderson, Imagined Communities.